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PA Rules of Ethics Revised
While many lawyers feel that Rule 7.3 of the Pennsylvania Rules of Professional Conduct prohibits selling, the revised version of the rule allows more flexibility than the previous version.
Rule 7.3 governs "Direct Contact with Prospective Clients". The rule prohibits "in-person" and telephone solicitation of potential new clients. Instant messaging and solicitation of new clients in Internet chat rooms are also unethical.
The rationale behind the original ban on solicitation was that the prospective client was a lay person in need of legal services at a time of distress, and not capable of making a rational decision about hiring a lawyer. Especially when the lawyer was trained in the art of persuasion, and the layperson was not. The Supreme Court of Pennsylvania recognized that solicitation can be appropriate in certain situations, as reflected in the changes to Rule 7.3 adopted in 2003, which allow direct solicitation of other lawyers, and familial or business contacts. Although Rule 7.3 allows for direct solicitation of business contacts, the rule does not distinguish between sophisticated corporate buyers of legal services and the layperson. Such a distinction should be provided because corporate purchasers of legal services are accustomed to high level business transactions. Nonetheless, Rule 7.3 does permit lawyer to lawyer solicitation or "cold calling". Lawyers seeking to establish a business relationship with a corporation may directly contact General Counsel of the corporation. In addition, networking and third party introductions are permitted. From a strategic standpoint, a relationship that begins with a personal introduction is more likely to result in a sale than a cold call is anyway. |
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